Protect Client Assets with Enterprise-Grade IT Security
Financial advisors face unique regulatory requirements and cyber threats. We provide the security infrastructure that keeps you compliant and your clients protected.
Schedule Compliance ReviewChallenges Facing Financial Firms
Regulatory Compliance is Complex
SEC cybersecurity rules, FINRA requirements, and provincial regulations create a compliance maze. One audit failure can cost your license.
Wire Fraud Targets Financial Firms
Business email compromise attacks specifically target financial advisors to intercept wire transfers. A single successful attack can devastate your firm and client relationships.
Client Data is a Prime Target
Social insurance numbers, investment portfolios, and bank account details make financial firms high-value targets for cybercriminals.
Why Financial Firms Choose Autimo
SEC/FINRA-Ready Compliance
Our security controls and documentation help you demonstrate compliance with SEC Rule 206(4)-7, FINRA cybersecurity guidelines, and provincial requirements.
Wire Transfer Protection
Multi-factor authentication, email security, and verification workflows prevent business email compromise and wire fraud attempts.
Insurance Cost Savings
Our compliance posture and security documentation have helped clients reduce cyber insurance premiums by up to 95%.
Financial Services Compliance Support
Financial services firms face some of the most stringent regulatory requirements in any industry. We help you build and maintain the security infrastructure needed to pass audits and demonstrate due diligence to regulators.
- SEC Rule 206(4)-7: Compliance policies and procedures
- FINRA cybersecurity guidelines
- SOC 2 Type II readiness
- Provincial securities regulations
- Encrypted client communications
- Audit trail and access logging
Why Autimo for Financial
Regulatory Expertise
We understand IIROC/CIRO, MFDA, and provincial securities requirements. Our controls are designed for regulatory examinations, not just generic security checkboxes.
Wire Fraud Prevention
Financial advisors are prime targets. Our layered email security, impersonation detection, and staff training specifically address the threats targeting your client assets.
Insurance Cost Reduction
Our documentation and controls have helped financial firms reduce cyber insurance premiums by up to 95%. Security that pays for itself.
Services for Financial Firms
Cloud Services & Management
Your infrastructure, managed expertly in the cloud
Compliance & Risk Management
We've seen cyber insurance drop from $80k to $4k with proper compliance
Backup & Disaster Recovery
Your data, recoverable within hours - not days
Cybersecurity Services
Enterprise-grade protection that makes your firm unransomable
Identity & Access Management
Control who accesses what - down to the document level
Vendor Management
One point of contact for all your technology vendors
Success Stories
What Financial Professionals Say
When regulators came knocking, we were ready. Autimo's documentation and audit trails turned a stressful process into a routine review. Zero findings.
Frequently Asked Questions
How do you help with IIROC and MFDA compliance requirements?
We implement controls and documentation aligned with IIROC/CIRO and MFDA cybersecurity requirements, including encrypted communications, access logging, and secure client data handling. Our audit trails support your regulatory examination readiness.
What protection do you provide against wire fraud?
Wire fraud is the top threat to financial firms. We implement email security with impersonation detection, verify fund transfer procedures with multi-factor authentication, and train your staff to recognize social engineering attacks targeting client accounts.
Can you help reduce our cyber insurance premiums?
Yes. Our security controls and documentation have helped clients reduce cyber insurance costs by up to 95%. We provide the security posture assessments and compliance documentation insurers require for favorable rates.
How do you handle client data during advisor transitions?
We implement secure offboarding procedures that protect client confidentiality during transitions, including access revocation, data transfer protocols, and documentation that supports your regulatory requirements.
What is your approach to business continuity for financial firms?
We design disaster recovery with financial services in mind: rapid failover, secure backup with Canadian data residency, and tested recovery procedures that meet your RTO/RPO requirements and support regulatory expectations.
Related Resources
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Why Your Small Business Password Policy is Failing (And How to Fix It)
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25-question self-assessment to evaluate your firm's security posture and identify priority improvements.
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